Flagship course

Regulatory Reporting Audit Foundations

A paced path for fintech reporting leads who must show their work — lineage, reconciliations, and the story that survives an examiner's follow-up.

Request a seat View fees

Team reviewing analytics during an audit preparation session

What you leave with

  • A reusable evidence map for regulatory reporting audits for fintech product lines you actually run
  • Reconciliation checklists that name owners, cutoffs, and known blind spots
  • A walkthrough script with assigned speakers and pause points
  • Language patterns for exceptions that stay factual under pressure

Informational fee

₩890,000 recorded path

Ledger Depth (recorded + live) is listed on pricing. No checkout on this site — seats are confirmed by invoice after contact.

Modules

Eight rooms, one through-line

  1. 01
    Scope before polish

    How to freeze what the audit will and will not cover without sounding evasive.

  2. 02
    Evidence map geometry

    Linking reports to extracts to system owners in a diagram examiners can follow.

  3. 03
    Reconciliation discipline

    Cutoff hygiene, break aging, and when a break deserves a narrative vs a ticket.

  4. 04
    Control families in plain speech

    Translating ITGCs and reporting controls into sentences a non-specialist can challenge.

  5. 05
    Lineage without mythology

    Drawing data paths that admit hops, vendors, and overnight jobs honestly.

  6. 06
    Exception draft lab

    Writing variance notes that survive second-line markup.

  7. 07
    Walkthrough rehearsal

    Timed practice with interruption drills and single-speaker rules.

  8. 08
    Close and carry-forward

    How to park findings, owners, and next-cycle reminders before the room empties.

Instructor

Who guides the room

Portrait of instructor Yuna Choi

Yuna Choi

Former reporting lead at a Korea-licensed payments firm, now teaching evidence craft at Dataflexio. Yuna focuses on walkthrough composure and the unglamorous work of keeping binders current between cycles.

From learners

Notes on this course

“Walkthrough rehearsal (Module 7) exposed that three of us answered the same control differently. Awkward — and useful.”

— Daeun, risk analytics, Seoul
★★★★☆

Evidence map module stuck. Sample library is light on crypto-adjacent flows — we adapted manually.

— Client in digital asset custody-adjacent ops

Rina · Daegu — Short note: Module 3 checklists are now our Monday starter.

FAQ

Before you request a seat

Is this legal advice or a substitute for your auditor?

No. Foundations is educational craft for your internal preparation. It does not certify compliance, replace counsel, or guarantee exam outcomes.

What is a real limitation of this course?

Our worked examples lean toward licensed payments, lending APIs, and remittance rails common in Korea-facing fintech. Crypto-native treasury stacks and highly bespoke core banking forks are under-represented; you will need to map those lineages yourself.

Do I need the live hours?

Recorded modules teach structure. Live critique is where weak paragraphs get named. Field Review includes one hour; Ledger Depth includes two rehearsals.

Language of instruction?

Primary materials and live sessions are in English. Korean glossaries appear where supervisory phrasing is commonly bilingual in practice.

Ready for Foundations?

Share your role and reporting calendar — we will confirm the next available seat and invoice path.